This excerpt is from Michael
J. Sandel,
Justice: What's the Right Thing to Do?,
pp. 21-30, by permission of the publisher.
The Runaway Trolley
Suppose
you are the driver of a trolley car hurtling down the track at sixty miles an
hour. Up ahead you see five workers standing on the track, tools in hand. You
try to stop, but you can’t. The brakes don’t work. You feel desperate, because
you know that if you crash into these five workers, they will all die. (Let’s
assume you know that for sure.)
Suddenly,
you notice a side track, off to the right. There is a worker on that track,
too, but only one. You realize that you can turn the trolley car onto the side
track, killi ng the one worker, but sparing the five.
What should you do? Most people would say,
“Turn! Tragic though it is to kill one innocent person, it’s even worse to kill
five.” Sacrificing one life in order to save five does seem the right thing to
do.
Now consider another version of the
trolley story. This time, you are not the driver but an onlooker, standing on a
bridge overlooking the track. (This time, there is no side track.) Down the
track comes a trolley, and at the end of the track are five workers. Once
again, the brakes don’t work. The trolley is about to crash into the five workers.
You feel helpless to avert this disaster—until you notice, standing next to you
on the bridge, a very heavy man. You could push him off the bridge, onto the
track, into the path of the oncoming trolley. He would die, but the five
workers would be saved. (You consider jumping onto the track yourself, but
realize you are too small to stop the trolley.)
Would pushing the heavy man onto the track
be the right thing to do? Most people would say, “Of course not. It would be
terribly wrong to push the man onto the track.”
Pushing someone off a bridge to a certain
death does seem an awful thing to do, even if it saves five innocent lives. But
this raises a moral puzzle: Why does the principle that seems right in the first
case—sacrifice one life to save five—seem wrong in the second?
If, as our reaction to the first case
suggests, numbers count—if it is better to save five lives than one—then why
shouldn’t we apply this principle in the second case, and push? It does seem
cruel to push a man to his death, even for a good cause. But is it any less
cruel to kill a man by crashing into him with a trolley car?
Perhaps the reason it is wrong to push is
that doing so uses the man on the bridge against his will. He didn’t choose to
be involved, after all. He was just standing there.
But the same could be said of the person
working on the side track. He didn’t choose to be involved, either. He was just
doing his job, not volunteering to sacrifice his life in the event of a runaway
trolley. It might be argued that railway workers willingly incur a risk that
bystanders do not. But let’s assume that being willing to die in an emergency
to save other people’s lives is not part of the job description, and that the
worker has no more consented to give his life than the bystander on the bridge
has consented to give his.
Maybe the moral diff erence lies not in
the eff ect on the victims— both wind up dead—but in the intention of the
person making the decision. As the driver of the trolley, you might defend your
choice to divert the trolley by pointing out that you didn’t intend the death of the worker on the
side track, foreseeable though it was; your purpose would still have been
achieved if, by a great stroke of luck, the five workers were spared and the
sixth also managed to survive.
But the same is true in the pushing case.
The death of the man you push off the bridge is not essential to your purpose.
All he needs to do is block the trolley; if he can do so and somehow survive,
you would be delighted.
Or perhaps, on reflection, the two cases
should be governed by the same principle. Both involve a deliberate choice to
take the life of one innocent person in order to prevent an even greater loss
of life. Perhaps your reluctance to push the man off the bridge is mere
squeamishness, a hesitation you should overcome. Pushing a man to his death
with your bare hands does seem more cruel than turning the steering wheel of a
trolley. But doing the right thing is not always easy.
We can test this idea by altering the
story slightly. Suppose you, as the onlooker, c ould cause the large man
standing next to you to fall onto the track without pushing him; imagine he is
standing on a trap door that you could open by turning a steering wheel. No
pushing, same result. Would that make it the right thing to do? Or is it still
morally worse than for you, as the trolley d river, to turn onto the side
track?
It is not easy to explain the moral diff
erence between these cases— why turning the trolley seems right, but pushing
the man off the bridge seems wrong. But notice the pressure we feel to reason
our way to a convincing distinction between them—and if we cannot, to
reconsider our judgment about the right thing to do in each case. We sometimes
think of moral reasoning as a way of persuading other people. But it is also a
way of sorting out our own moral convictions, of figuring out what we believe
and why.
Some moral dilemmas arise from conflicting
moral principles. For example, one principle that comes into play in the
trolley story says we should save as many lives as possible, but another says
it is wrong to kill an innocent person, even for a good cause. Confronted with
a situation in which saving a number of lives depends on killing an innocent
person, we face a moral quandary. We must try to figure out which principle has
greater weight, or is more appropriate under the circumstances.
Other moral dilemmas arise because we are
uncertain how events will unfold. Hypothetical examples such as the trolley
story remove the uncertainty that hangs over the choices we confront in real
life. They assume we know for sure how many will die if we don’t turn— or don’t
push. This makes such stories imperfect guides to action. But it also makes them
useful devices for moral analysis. By setting aside contingencies—“What if the
workers noticed the trolley and jumped aside in time?”—hypothetical examples
help us to isolate the moral principles at stake and examine their force.
The Afghan Goatherds
Consider
now an actual moral dilemma, similar in some ways to the fanciful tale of the
runaway trolley, but complicated by uncertainty about how things will turn out:
In June 2005, a special forces team made
up of Petty Officer Marcus Luttrell and three other U.S. Navy SEALs set out on
a secret reconnaissance mission in Afghanistan, near the Pakistan border, in
search of a Taliban leader, a close associate of Osama bin Laden.37
According to intelligence reports, their target commanded 140 to 150 heavily
armed fighters and was staying in a village in the forbidding mountainous
region.
Shortly after the special forces team took
up a position on a mountain ridge overlooking the village, two Afghan farmers
with about a hundred bleating goats happened upon them. With them was a boy
about fourteen years old. The Afghans were unarmed. The American soldiers
trained their rifles on them, motioned for them to sit on the ground, and then
debated what to do about them. On the one hand, the goatherds appeared to be
unarmed civilians. On the other hand, letting them go would run the risk that
they would inform the Taliban of the presence of the U.S. soldiers.
As the four soldiers contemplated their
options, they realized that they didn’t have any rope, so tying up the Afghans
to allow time to find a new hideout was not feasible. The only choice was to
kill them or let them go free.
One of Luttrell’s comrades argued for killing the goatherds: “We’re on active duty behind enemy lines, sent here by our
se nior commanders. We have a right to do every thing we can to save our own
lives. The military decision is obvious. To turn them loose would be wrong.”38
Luttrell was torn. “In my soul, I knew he was right,” he wrote in retrospect.
“We could not possibly turn them loose. But my trouble is, I have another soul.
My Chris tian soul. And it was crowding in on me. Something kept whispering in
the back of my mind, it would be wrong to execute these unarmed men in cold
blood.”39 Luttrell didn’t say what he meant by his Chris tian soul,
but in the end, his conscience didn’t allow him to kill the goatherds. He cast
the deciding vote to release them. (One of his three comrades had abstained.)
It was a vote he came to regret.
About an hour and a half after they released
the goatherds, the four soldiers found themselves surrounded by eighty to a
hundred Taliban fighters armed with AK-47s and rocket-propelled grenades. In
the fierce firefight that followed, all three of Luttrell’s comrades were
killed. The Taliban fighters also shot down a U.S. helicopter that sought to
rescue the SEAL unit, killing all sixteen soldiers on board.
Luttrell, severely injured, managed to
survive by falling down the mountainside and crawling seven miles to a Pashtun
village, whose residents protected him from the Taliban until he was rescued.
In retrospect, Luttrell condemned his own
vote not to kill the goatherds. “It was the stupidest, most southern-fried,
lamebrained decision I ever made in my life,” he wrote in a book about the experience.
“I must have been out of my mind. I had actually cast a vote which I knew could
sign our death warrant. . . . At least, that’s how I look back on those moments
now. . . . The deciding vote was mine, and it will haunt me till they rest me
in an East Texas grave.”40
Part of what made the soldiers’ dilemma so
difficult was uncertainty about what would happen if they released the Afghans.
Would they simply go on their way, or would they alert the Taliban? But suppose
Luttrell knew that freeing the goatherds would lead to a devastating battle
resulting in the loss of his comrades, nineteen American deaths, injury to
himself, and the failure of his mission? Would he have decided diff erently?
For Luttrell, looking back, the answer is
clear: he should have killed the goatherds. Given the disaster that followed,
it is hard to disagree. From the standpoint of numbers, Luttrell’s choice is
similar to the trolley case. Killing the three Afghans would have saved the
lives of his three comrades and the sixteen U.S. troops who tried to rescue
them. But which version of the trolley story does it resemble? Would killing
the goatherds be more like turning the trolley or pushing the man off the
bridge? The fact that Luttrell anticipated the danger and still c ould not
bring himself to kill unarmed civilians in cold blood suggests it may be closer
to the pushing case.
And yet the case for killing the
goatherds seems somehow stronger than the case for pushing the man off the
bridge. This may be because we suspect that—given the outcome—they were not
innocent bystanders, but Taliban sympathizers. Consider an analogy: If we had
reason to believe that the man on the bridge was responsible for disabling the
brakes of the trolley in hopes of killing the workers on the track (let’s say
they were his enemies), the moral argument for pushing him onto the track would
begin to look stronger. We would still need to know who his enemies were, and
why he wanted to kill them. If we learned that the workers on the track were members
of the French resis tance and the heavy man on the bridge a Nazi who had sought
to kill them by disabling the trolley, the case for pushing him to save them
would become morally compelling.
It is possible, of course, that the Afghan
goatherds were not Taliban sympathizers, but neutrals in the conflict, or even
Taliban opponents, who were forced by the Taliban to reveal the presence of the
American troops. Suppose Luttrell and his comrades knew for certain that the
goatherds meant them no harm, but would be tortured by the Taliban to reveal
their location. The Americans might have killed the goatherds to protect their
mission and themselves. But the decision to do so would have been more
wrenching (and morally more questionable) than if they knew the goatherds to be
pro-Taliban spies.
Moral Dilemmas
Few of us
face choices as fateful as those that confronted the soldiers on the mountain
or the witness to the runaway trolley. But wrestling with their dilemmas sheds
light on the way moral argument can proceed, in our personal lives and in the
public square.
Life in dem o cratic societies is rife
with disagreement about right and wrong, justice and injustice. Some p eople
favor abortion rights, and others consider abortion to be murder. Some believe
fairness requires taxing the rich to help the poor, while others believe it is
unfair to tax away money people have earned through their own eff orts. Some
defend affirmative action in college admissions as a way of righting past
wrongs, whereas others consider it an unfair form of reverse discrimination
against people who deserve admission on their merits. Some people reject the
torture of terror suspects as a moral abomination unworthy of a free society,
while others defend it as a last resort to prevent a terrorist attack.
Elections are won and lost on these
disagreements. The so-called culture wars are fought over them. Given the
passion and intensity with which we debate moral questions in public life, we
might be tempted to think that our moral convictions are fixed once and for
all, by upbringing or faith, beyond the reach of reason.
But if this were true, moral persuasion
would be inconceivable, and what we take to be public debate about justice and
rights would be nothing more than a volley of dogmatic assertions, an
ideological food fight.
At its worst, our politics comes close to
this condition. But it need not be this way. Sometimes, an argument can change
our minds.
How, then, can we reason our way through
the contested terrain of justice and injustice, equality and inequality,
individual rights and the common good? This book tries to answer that question.
One way to begin is to notice how moral reflection
emerges naturally from an encounter with a hard moral question. We start with
an opinion, or a conviction, about the right thing to do: “Turn the trolley
onto the side track.” Then we reflect on the reason for our conviction, and
seek out the principle on which it is based: “Better to sacrifice one life to
avoid the death of many.” Then, confronted with a situation that confounds the
principle, we are pitched into confusion: “I thought it was always right to
save as many lives as possible, and yet it seems wrong to push the man off the
bridge (or to kill the unarmed goatherds).” Feeling the force of that
confusion, and the pressure to sort it out, is the impulse to philosophy.
Confronted with this tension, we may
revise our judgment about the right thing to do, or rethink the principle we
initially espoused. As we encounter new situations, we move back and forth
between our judgments and our principles, revising each in light of the other.
This turning of mind, from the world of action to the realm of reasons and back
again, is what moral reflection consists in.
This way of conceiving moral argument, as
a dialectic between our judgments about particular situations and the
principles we affirm on reflection, has a long tradition. It goes back to the
dialogues of Socrates and the moral philosophy of Aristotle. But
notwithstanding its ancient lineage, it is open to the following challenge:
If moral reflection consists in seeking a fit
between the judgments we make and the principles we affirm, how can such reflection
lead us to justice, or moral truth? Even if we succeed, over a lifetime, in
bringing our moral intuitions and principled commitments into alignment, what
confidence can we have that the result is anything more than a self-consistent
skein of prejudice?
The answer is that moral reflection is not
a solitary pursuit but a public endeavor. It requires an interlocutor—a friend,
a neighbor, a comrade, a fellow citizen. Sometimes the interlocutor can be
imagined rather than real, as when we argue with ourselves. But we cannot
discover the meaning of justice or the best way to live through introspection
alone.
In Plato’s Republic, Socrates compares ordinary citizens to a group of
prisoners confined in a cave. All they ever see is the play of shadows on the
wall, a reflection of objects they can never apprehend. Only the philosopher,
in this account, is able to ascend from the cave to the bright light of day,
where he sees things as they really are. Socrates suggests that, having
glimpsed the sun, only the philosopher is fit to rule the cave dwellers, if he
can somehow be coaxed back into the darkness where they live.
Plato’s point is that to grasp the meaning
of justice and the nature of the good life, we must rise above the prejudices
and routines of everyday life. He is right, I think, but only in part. The
claims of the cave must be given their due. If moral reflection is
dialectical—if it moves back and forth between the judgments we make in
concrete situations and the principles that inform those judgments—it needs
opinions and convictions, however partial and untutored, as ground and grist. A
philosophy untouched by the shadows on the wall can only yield a sterile
utopia.
When moral reflection turns political,
when it asks what laws should govern our collective life, it needs some
engagement with the tumult of the city, with the arguments and incidents that
roil the public mind. Debates over bailouts and price gouging, income
inequality and affirmative action, military ser vice and same-sex marriage, are
the stuff of political philosophy. They prompt us to articulate and justify our
moral and political convictions, not only among family and friends but also in
the demanding company of our fellow citizens.
More demanding still is the company of
political philosophers, ancient and modern, who thought through, in sometimes
radical and surprising ways, the ideas that animate civic life—justice and
rights, obligation and consent, honor and virtue, morality and law. Aristotle,
Immanuel Kant, John Stuart Mill, and John Rawls all figure in these pages. But
their order of appearance is not chronological. This book is not a history of
ideas, but a journey in moral and political reflection. Its goal is not to show
who influenced whom in the history of political thought, but to invite readers
to subject their own views about justice to critical examination—to figure out
what they think, and why.